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Lawsuits.

US Securities and Exchange Commission lawsuits and enforcement actions

16 cases ยท 0 active

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US Securities and Exchange Commission cases

16 of 16 cases, next hearing first, then newest filed

WhenCase
Jan 14, 2025Filed 20mo agofiledSEC v. Musk (Twitter stake disclosure)SettledSecuritiesD.D.C.$1.5 million
Jan 13, 2025Filed 20mo agofiledSEC: Robinhood broker-dealer violationsSettledSecuritiesSEC$45 million
Mar 18, 2024Filed 2.5y agofiledSEC: Delphia and Global Predictions (AI washing)SettledSecuritiesSEC$400,000
Nov 20, 2023Filed 2.8y agofiledSEC v. Payward (Kraken)DismissedSecuritiesN.D. Cal.
Oct 30, 2023Filed 2.9y agofiledSEC v. SolarWindsDismissedSecuritiesS.D. N.Y.
Jun 6, 2023Filed 3.3y agofiledSEC v. CoinbaseDismissedSecuritiesS.D. N.Y.
Jun 5, 2023Filed 3.3y agofiledSEC v. BinanceDismissedSecuritiesD.D.C.
Feb 9, 2023Filed 3.6y agofiledSEC: Kraken staking settlementSettledSecuritiesSEC$30 million
Sep 27, 2022Filed 4y agofiledSEC: Oracle FCPA (Turkey, UAE, India)SettledSecuritiesSEC$23 million
Jul 21, 2022Filed 4.2y agofiledSEC v. Wahi (Coinbase insider trading)ClosedSecuritiesW.D. Wash.
May 6, 2022Filed 4.4y agofiledSEC: NVIDIA cryptomining disclosuresSettledSecuritiesSEC$5.5 million
Dec 22, 2020Filed 5.8y agofiledSEC v. Ripple LabsDecidedSecuritiesS.D. N.Y.$125 million
Dec 17, 2020Filed 5.8y agofiledSEC: Robinhood payment for order flowSettledSecuritiesSEC$65 million
Aug 25, 2020Filed 6.1y agofiledSEC: Super Micro accounting violationsSettledSecuritiesSEC$17.5 million
Jul 24, 2019Filed 7.2y agofiledSEC: Facebook data misuse disclosuresSettledSecuritiesSEC$100 million
Sep 27, 2018Filed 8y agofiledSEC v. Musk (funding secured)SettledSecuritiesS.D. N.Y.$40 million

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