SEC: Delphia and Global Predictions (AI washing) securities case
US Securities and Exchange Commission · decided Mar 18, 2024 · Settled
The SEC's first AI washing cases: two investment advisers claimed to use AI in ways they did not.
The case
- Against
- Delphia, Global Predictions
- Regulator
- US Securities and Exchange Commission
- Decided
- Mar 18, 2024
- Status
- Settled
- Outcome
- The two advisers paid $400,000 in total civil penalties.
- Amount
- $400,000
History
1 dated entry| Date | Entry | ||
|---|---|---|---|
| Mar 18, 2024 | Decision: SEC: Delphia and Global Predictions (AI washing) | Decision | Link |
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Caption and links
In re Delphia (USA) Inc.; In re Global Predictions Inc.